課程資訊
課程名稱
國家與社會專題
SEMINAR ON STATE AND SOCIETY 
開課學期
97-1 
授課對象
社會科學院  國家發展研究所  
授課教師
李碧涵 
課號
NtlDev5243 
課程識別碼
341 U8590 
班次
 
學分
全/半年
半年 
必/選修
必修 
上課時間
星期二3,4(10:20~12:10) 
上課地點
國發208 
備註
總人數上限:15人 
Ceiba 課程網頁
http://ceiba.ntu.edu.tw/971SOSAS 
課程簡介影片
 
核心能力關聯
本課程尚未建立核心能力關連
課程大綱
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課程概述

此專題旨在分析國家(the state)與社會(society)之實質關係,其討論範圍涵蓋了先進國家與開發中國家,授課內容如下:
1. 國家與社會之歷史發展─由歷史分析各類型之社會和資本主義的發展,以及現代國家(the modern state)的出現。
2. 國家與社會之關係(state�society relations)─分析古典與現代之國家理論(theories of the state),國家與資本(capital)之關係,意識型態與合法性,邊陲地區的國家與社會,全球化與民族國家,以及民主、社會主義與福利國家。
3. 民主階層化(stratification)─分析階級結構與國家,階層化理論之危機,以及新興社會階層。
4. 全球化、民族國家與社會正義。
 

課程目標
此專題旨在分析國家(the state)與社會(society)之實質關係,其討論範圍涵蓋了先進國家與開發中國家。讓學生可以充分掌握所閱讀之經典篇章,並以時事進行討論,以期與個人學術專業相加結合,利於碩士論文的撰寫。 
課程要求
學期成績評量方式有二:1. 課堂出席、參與討論、隨堂小考和主題報告共佔70%;2.期末報告佔30%。 
預期每週課後學習時數
 
Office Hours
另約時間 備註: 週(四)下午3:00-5:00 or 另行約定 
指定閱讀
 
參考書目
(* = Required; ** = Required for doctoral students only)

Session 1. The Introduction— State/Society Relations
Carnoy, M. (1984) The State and Political Theory. Princeton: Princeton Univ.
Press.(卡諾伊 著,1995,《國家與政治理論》,台北:桂冠)
Brewer, A. (1990) Marxist Theories of Imperialism. London & New York:
Routledge.
DeMartino, G.F. (2000) Global Economy, Global Justice: Theoretical objections
and policy alternatives to neoliberalism. London & New York: Routledge.
Hyman, R. (2001) Understanding European Trade Unionism: Between Market, Class
& Society. London: SAGE Publications.
Urry, J. (1981) The Anatomy of Capitalist Societies: The Economy, Civil
Society and the State. London: The Macmillan Press.

Session 2. The Historical Transformation of the State and Society
*Hilton, Rodney (ed.) (1976) The Transition from Feudalism to Capitalism.
New Left Books.
Peet, Richard (1991) Global Capitalism: Theories of Societal Development.
New York: Routledge.
Dobb, Maurice (1978) Studies in the Development of Capitalism. New York:
International Publishers.
Edwards, Richard C., Reich, Michael, and Weisskopf, Thomas E. (1978) The
Capitalist System. Englewood Cliffs, New Jersey: Prentice-Hall, Inc.
Lenski, Gerhard E. (1984) Power and Privilege. Chapel Hill: The University
of North Carolina Press.
Mann, Michael (1988) The Sources of Social Power. Vol. 1. New York:
Cambridge University Press.

Session 3. The Classical Marxist Tradition
*Carnoy, Martin (1984) Marx, Engels, Lenin, and the State. In M. Carnoy, The
State and Political Theory. (ch. 2) Princeton: Princeton University Press.
Marx and Engels: The Communist Manifesto.
Engels, The Origins of the Family, Private Property and the State.
Marx: The Eighteenth Brumaire of Louis Bonaparte.
Lenin: State and Revolution. (All in David Held et al. (eds.) (1983)
States and Societies. New York: New York University Press.)

Session 4. The Weberian and Durkheimian Traditions
*Collins, Randall (1973) Political Sociology. In Reinhard Bendix et al.
(eds.) State and Society: A Reader in Comparative Political Sociology.
Berkeley and Los Angeles, CA: University of California Press.
** Wright, Eric O. (1993) Bureaucracy and the State. In E. O. Wright, Classes,
Crisis and the State. (ch. 4, pp. 181-225) London and New York:
Verso/Schocken Books.
Badie, Bertrand and Birnbaum, Pierre (1983) *Durkheim, The Division of
Labor, and the State. Weber, the State, and Western Rationality. Both in Badie
and Birnbaum, The Sociology of the State. Chicago: The University of Chicago
Press.

Session 5. The Origins of the Modern State
** Poggi, Gianfranco (1978) The Development of the Modern State. Stanford:
Stanford University Press.
** Poggi, Gianfranco (1990) The State: Its Nature, Development and Prospects.
Stanford: Stanford University Press.
*Skocpol, Theda (1981) Explaining Social Revolutions: Alternatives to
Existing Theories. In T. Skocpol, States and Social Revolutions. (ch. 1)
Cambridge: Cambridge University Press; Plus the same book, pp. 154-157.
Skocpol, Theda (1983) States and Revolutions: France, Russia and China. In
D, Held et al. (eds.) States and Societies. (ch. 2.2) New York: New York
University Press. (Originally published in Comparative Studies in Society and
History, 1976)

Session 6&7. The Pluralist, Instrumentalist & Structuralist Debates
**Mills, C. Wright (1956) The Power Elite. New York: Oxford University Press.
Dahl, Robert (1961) Who Governs? Democracy and Power in an American City.
New Haven: Yale University Press.
**Domhoff, G. William (1967) Who Rules America? (pp. 1-37; 138-157).
Englewood Cliffs, N.J.: Prentice-Hall.
Domhoff, G. William (ed.) (1975) New Directions in Power Structure
Research. (A Special Issue of Insurgent Sociologist, Vol. III (Spring)
Domhoff, G. William (1986) The Issue of Class and Power in America. (ch. 1)
In G. W. Domhoff, Who Rules America Now? New York: Simon and Schuster.
*Gold, David, Clarence Lo and Eric O.Wright (1975) Recent Developments in
Marxist Theories of the State. Monthly Review, Oct.-Nov.
Miliband, Ralph (1969) The State in Capitalist Society. New York: Basic
Books.
Poulantzas, Nicos (1969) The Problem of the Capitalist State. New Left
Review #58.
Miliband, Ralph (1973) Poulantzas and the Capitalist State. New Left Review
#82.
*Block, Fred (1977) The Ruling Class Does Not Rule: Notes on the Marxist
Theory of the State. Socialist Review, May-June. Also in F. Block, Revising
State Theory. (ch. 3) Philadelphia: Temple University Press.
**Carnoy, Martin (1984) Structuralism and the State: Althusser and
Poulantzas. In M. Carnoy, The State and Political Theory. (ch. 4)

Session 8. The State and the Logics of Capital
*Block, Fred (1987) Political Choice and the Multiple “Logics” of Capital.
In F. Block, Revising State Theory. (ch. 9) Philadelphia, PA: Temple
University Press.
**Block, Fred (1992) Capitalism without Class Power. Politics and Society,
Vol. 20, No. 3 (September).
李碧涵,2002b,〈勞動體制的發展:全球化下的挑戰與改革〉,《社會政策與社會工作學
刊》,第六卷第一期,頁185-219。
李碧涵,2004,<經濟與勞動:全球化影響下的勞動關係>,論文發表於全球化下勞動條
件變遷與因應國際研討會(The Alternatives for Workers in the Process of
Globalization)。台北市政府勞工局主辦,台北市政府勞工局勞工教育中心承辦。台北:
政大公企中心,2004年9月3日。論文收錄於<<全球化下勞動條件變遷與因應>>論文集,頁
22-35。

Session 9. Ideology and Legitimacy
Mann, Michael (1970) The Social Cohesion of Liberal Democracy. American
Sociological Review, Vol. 35, No. 3.
*Lukes, Steven (1979) The One-Dimentional View. (ch. 2) The Two-Dimentional
View. (ch. 3) The Three-Dimentional View. (ch. 4) Both in S. Lukes, Power: A
Radical View. London: The Macmillan Press.
Gramsci, Prison Notebooks. In David Held et al. (eds.) (1983) States and
Societies. New York University Press.
Held, David (1984) Power and Legitimacy in Contemporary Britain. In Gregor
McLennan, David Held and Stuart Hall, Cambridge: Polity Press.

Session 10. The State and Society in the Periphery
Cardoso, Fernando H. (1973) Associated-Dependent Development: Theoretical
and Practical Implications. In Alfred Stepan (ed.), Authoritarian Brazil.
(pp. 142-176). New Haven: Yale University Press.
Cardoso, F.H. and E. Faletto (1979) Dependency and Development in Latin
America. Berkeley and L.A., CA: University of California Press.
*Carnoy, Martin (1984) The Dependent State. In M. Carnoy, The State and
Political Theory. (ch. 7) Princeton: Princeton University Press.
**Canak, William L. (1984) The Peripheral State Debate: State Capitalist and
Bureaucratic-Authoritarian Regimes in Latin America. Latin American Research
Review XIX (1).
Leys, Colin (1976) The ‘Overdeveloped’ Post Colonial State: A Re-
evaluation. Review of African Political Economy 5 (April).
*李碧涵,1996,〈台灣的公營企業與國家資本主義之問題〉,論文載於《台灣的國家與社
會》,徐正光與蕭新煌主編,台北:東大圖書公司出版,頁39-69。

Session 11 & 12. Democracy, Socialism, and Welfare States
*Carnoy, Martin (1984) The State, Democracy, and the Transition to
Socialism. In M. Carnoy, The State and Political Theory. (ch. 6) Princeton:
Princeton University Press.
Held, David (2000) Democracy, the Nation-State and the Global System. In K.
Nash (ed.) Readings in Contemporary Political Sociology. Oxford: Blackwell
**O’Connor, James (1973) The Fiscal Crisis of the State. New York: St.
Martin’s Press.
Esping-Andersen, Gosta (1985) The Political Causes of Social Democratic
Party Decomposition. In G. Esping-Andersen, Politics Against Markets. (ch. 8)
Princeton: Princeton University Press.
*Mishra, Ramesh (1990) The Welfare State After the ‘Crisis’. In R. Mishra,
The Welfare State in Capitalist Society: Policies of Retrenchment and
Maintenance in Europe, North America and Australia. New York: Harvester
Wheatsheaf.
李碧涵,2000a,〈市場、國家與制度安排:福利國家社會管制方式變遷〉,論文發表於
《全球化下的社會學想像:國家、經濟與社會研討會》,台灣大學社會學系與台灣社會學
社主辦,台北市:台大應力學所國際會議廳與台大社會學系館。民國八十九年一月十五日
至十六日。頁1-21。
於:http://www.ios.sinica.edu.tw/tsawww/social_image/李碧涵.rtf
李碧涵,2005,〈福利國家向右走:工作福利國家的創新性改革〉,論文發表於2005年台
灣社會福利學會年會《社會暨健康政策的變動與創新趨勢:邁向多元、整合的福利體制》
學術研討會,2005年5月6、7日。高雄:高雄醫學大學。論文收錄於《2005年台灣社會福利
學會年會 社會暨健康政策的變動與創新趨勢:邁向多元、整合的福利體制 學術研討會 論
文集(一) 》,頁182-200。
林國明、蕭新煌主編,2000,《台灣的社會福利運動》,台北:巨流圖書公司

Session 13. Class Structure and The State
*Wright, Eric O. (1993) The Class Structure of Advanced Capitalist
Societies. In E. Wright, Class, Crisis and the State. (ch. 2, especially pp.
61-83 and pp. 102-110) London and New York: Verso/Schocken Books.
**Cornoy, Martin (1984) Class and State in Recent American Political Theory.
In M. Carnoy, The State and Political Theory. (ch. 8) Princeton: Princeton
University Press.
Mann, Michael (1986) A Crisis in Stratification Theory? Person,
Households/Families/Lineages, Genders, Classes and Nations. In Rosemary
Crompton and Michael Mann (eds.), Gender and Stratification. (ch. 4)
Cambridge: Polity Press.
徐子超譯,大衛•布魯克斯(David Brooks)著,2001,《BO BO族—新社會菁英的崛
起》,台北:遠流出版事業股份有限公司

Session 14 & 15. Globalization, National States and Social Justice
*Peck, Jamie and Adam Tickell (2002) Neoliberalizing Space. In Neil Brenner
and Nik Theodore (eds.), Spaces of Neoliberalism. Oxford, UK: Blackwell.
*Holton, Robert J. (1998) Is the Nation-State Finished? The Challenge of
Globalization. In R.J.Holton, Globalization and the Nation-State. London:
Macmillan Press.
* Jessop, Bob (1999). Reflections on Globalization and its (Il)logics, in
Peter Dicken, Philip Kelley, Kris Olds, and Henry Yeung, (eds.), Globalization
and the Asia Pacific: Contested Territories, London: Routledge, pp 19-38.
陳碧芬譯,約翰•葛瑞著,1999,〈自由市場的架構工程〉,《虛幻曙光》,台北:時報
文化出版社,1999。
應小端譯,理查•隆沃思 著:《虛幻樂園─全球經濟自由化的危機》,台北:天下遠見,
2000。序: 進行中的革命 (阿黛爾 西門斯, Adele Simmons), 頁一∼二。導讀(巫和
懋):打造經濟新秩序,頁三∼七。第一部 新力量,舊價值-- 1.全球大賭場(全球化與
各國的選擇),頁2∼26;2.獵殺長毛象(自由貿易之迷思;企業、公民社會與政府),頁
27∼63。3.新無產階級(工作機會、彈性勞動市場與失業),頁64∼102。
Bauman, Zygmunt (1998) Globalization: The Human Consequences. Polity Press. 張
君玫譯,全球化:對人類的深遠影響,2001,台北:群學。第三章、在民族國家之後,何
去何從?頁67∼94。
Yeates, Nicola (2001) The Globalization of Social Conflict and Political
Struggle. In N. Yeates, Globalization and Social Policy. (ch.5, pp.127-163)
London: Sage.
Waters, Malcolm (1995) Globalization. New York: Routledge.
李碧涵,2002a,〈資訊經濟的社會鑲嵌性—資訊經濟下的產業發展與社會選擇〉,論文發
表於《2002網路與社會研討會》( Conference on Internet and Society 2002),清華
大學社會學研究所主辦,清大電腦與通訊科技研發中心與財團法人清華網路文教基金會協
辦,新竹市:清華大學人文社會學院大會議室C310,C306和C304,民國九十一年五月卅一
日至六月一日,頁1—21,於
http://mozilla.hss.nthu.edu.tw/iscenter/conference2002/thesis/files/20020515212
113163.28.16.1.doc
*李碧涵,2004,〈1990年代經濟全球化對第三世界的影響:巴西、墨西哥和印尼的個案分
析〉,《社會新天地》,第八期,頁21-31。 (李碧涵,2000b,〈全球市場與國家策略:
重新思考依賴發展論和經濟全球化〉,論文發表於《新世紀•新社會─科技、勞動與福利
研討會》,台北大學社會學系與台灣社會學會等主辦,台北市:台北大學自強大樓。民國
八十九年十二月廿一日至廿二日。頁1-19。論文並收錄於《新世紀、新社會─科技、勞工
與福利研討會論文集》)。

Session 16&17. State and Market
*Boyer, Robert (1997) State and Market:A New Engagement for the Twenty-First
Century? In R. Boyer and D. Drache, States against Markets:The Limits of
Globalization. (pp.250-269) London and New York:Routledge.
Jessop, Bob (2002) The Future of the Capitalism State. London:Polity Press.
梁書寧譯, 思索資本主義國家的未來,2008,台北:韋伯文化。(第七章:邁向熊彼德式
工作福利後國家體制?)
*Sen, Amartya (1999) Development as Freedom.New York : Anchor Books.劉楚俊
譯,2001,台北:先覺文化。(第五章:市場、國家與社會機會)
Block, Fred (1999) Postindustrial Possibilities:A Critique of Economic
Discourse.
Los Angeles:University of California Press.
 
評量方式
(僅供參考)
 
No.
項目
百分比
說明
1. 
課堂出席、參與討論、隨堂小考和主題報告 
70% 
 
2. 
期末報告 
30% 
 
 
課程進度
週次
日期
單元主題
第1週
9/16  導論—國家與社會之關係 
第2週
9/23  國家與現代社會之歷史轉型 
第3週
9/30  古典馬克斯論者與韋伯學派之傳統 
第4週
10/07  古典馬克斯論者與韋伯學派之傳統 
第5週
10/14  現代國家的出現 
第6週
10/21  多元論、工具論與結構論 
第7週
10/28  多元論、工具論與結構論 
第8週
11/04  國家與資本邏輯 
第9週
11/11  意識型態與合法性 
第10週
11/18  邊陲地區的國家與社會 
第11週
11/25  民主、社會主義與福利國家 
第12週
12/02  民主、社會主義與福利國家 
第13週
12/09  階級結構與國家 
第14週
12/16  全球化、民族國家與全球正義 
第15週
12/23  全球化、民族國家與全球正義 
第16週
12/30  國家與市場 
第17週
1/06  國家與市場